Disclaimer

This website does not constitute an offer to sell or a solicitation of an offer to buy the securities described herein.  No such offer or solicitation will be made prior to the delivery of definitive offering documents and other materials relating to the matters herein.  Before making any investment decision potential investors are advised to read carefully the offering documents (including any relevant underlying agreements) and the related subscription documents regarding the applicable investment, and to consult with their tax, legal and financial advisors.

This website does not purport to be complete and is qualified in its entirety by reference to the more detailed discussions to be contained in any investments’ offering documentation.  Octagon Asset Management LLC (the “Investment Manager” or “Octagon”)  has the ability in its sole discretion to change the strategies described herein.

This website is being provided to you on a confidential basis solely to assist you in understanding whether or not to proceed with a further investigation of any potential investment opportunities.  Accordingly, this website may not be reproduced in whole or part, and may not be delivered to any person without the consent of the Investment Manager. The information contained with this communication is not audited and is based upon estimates and assumptions.  No information is warranted by the Investment Manager or its affiliates or subsidiaries and affiliates as to completeness or accuracy, express or implied, and is subject to change without notice.  To the extent that these materials contain statements about the future, such statements are forward looking and subject to a number of risks and uncertainties, including, but not limited to, the impact of competitive products, product demand and market acceptance risks, reliance on key strategic alliance, fluctuations in operating results and other risks.

These materials should only be considered current as of the date of publication without regard to the date on which you may access the information.  The Investment Manager maintains the right to delete or modify information without prior notice. No representation is being made that any account will or is likely to achieve profits or losses similar to those shown.

An investment in a fund, or separately managed account, like all investments, contains risk including the risk of total loss.

Historical performance is not indicative of future performance or investment returns of any Octagon-sponsored or -managed fund or account, and actual events or conditions may not be consistent with, and may differ materially from, those depicted herein. The past performance of the Investment Manager, its affiliates and any of their members, principals or employees is not indicative of future results. Further, there can be no assurance that any investment opportunity offered by Octagon will achieve its investment objective, generate positive returns, or that targeted returns, anticipated diversification or asset allocations will be met.